Compliance Notices

Ref No

Date

Notices

Download

0003/19

22 May 2019

Participant Self-Assessment Questionnaire

0002/19

15 Apr 2019

Amendment of the Operating Rules (Rules) and Operating Rules Procedures (Procedures)

0001/19

15 Apr 2019

Deletion of Requirements Relating to the Investor Fact Sheet

0006/18

21 Dec 2018

2019 Participant Assessment Programme

0005/18

03 Oct 2018

Updated Compliance and Operations Documents to Accommodate the Launch of TraCRs

0004/18

20 Jul 2018

TraCR rules coming into force

0003/18

07 May 2018

Changes to the Operating Rules (Rules) and Operating Rules: Procedures (Procedures) to accommodate the changes to the Market Integrity Rules

0002/18

02 May 2018

Changes to the Operating Rules: Procedures (Procedures) to accommodate the introduction of two party trade reports in Chi-X quoted warrants with a shortened settlement period of T+1

0001/18

26 Mar 2018

Participant Notification Obligations under the Chi-X Operating Rules

0006/17

20 Dec 2017

Response Paper on Consultation Paper 2 of 2016

12345End    Total: 5 page(s)

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