Compliance Notices

Ref No

Date

Notices

Download

0002/20

23 Jun 2020

Waiver granted under Rule 1.5 of the Operating Rules

0001/20

04 May 2020

Changes to the Operating Rules: Procedures (Procedures) to accommodate the removal of visible MOC orders

0011/19

20 Dec 2019

Chi-X Australia Compliance Committee Sanctions and Fines OpenMarkets Australia Limited

0010/19

06 Dec 2019

Update on CP 1 of 2019 – The Transition in Compensation Arrangements and Required Disclosures to Retail Clients

0009/19

22 Nov 2019

New Version of the Investment Products Information Pack

0008/19

12 Nov 2019

Consultation Paper 1 of 2019 – Update on the Participant Disclosures to Retail Clients after the Transition to SEGC Compensation Arrangements

0007/19

01 Nov 2019

Consultation Paper 1 of 2019 – Proposed changes to the Rules and Procedures

0006/19

11 Oct 2019

New Versions of the Investment Products Information Pack and Operating Rules: Procedures

0005/19

07 Aug 2019

Vale David Hunt

0004/19

21 Jun 2019

Updated Trade Cancellation Policies

12345End    Total: 6 page(s)

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